Friday, November 30, 2018

India: Copyright And The Right To Information

Mondaq News: National: Friday, November 30, 2018.
Can a request for information under the Right to Information Act, 2005 ("RTI Act") be denied on grounds of being the copyright of a third party? This was one of the questions that a Two Judge Bench of the Supreme Court of India recently dealt with. The case related to the issue of disclosure under the RTI Act, where a person sought information regarding the plans submitted to public authorities by a real estate developer.
Background
The origins of the suit, Ferani Hotels Pvt. Ltd. vs The State Information Commission, Greater Mumbai (Civil Appeal Nos.9064-9065 of 2018, decision dated 27 September 2018, Supreme Court of India), lie in a private commercial dispute between a real estate developer, Ferani Hotels, and Mr Nusli Neville Wadia (see).
In brief, Mr Wadia administered certain plots of land as the owner of that land, and granted Ferani Hotels the authority to develop the land through a Power of Attorney. It came to pass that Mr Wadia wanted information about the building plans. When the developer failed to provide the information through other means, Mr Wadia applied to the Public Information Officer ("PIO"), Municipal Corporation of Greater Mumbai, for this information, which included certified copies of plans, layouts, development plans (and amendments), submitted by Ferani Hotels, its divisions or architect.
The request for this information was declined on various grounds by the PIO, including that no public interest had been demonstrated in seeking this information, and that it was the copyright of Ferani Hotels. The latter ground was based on two arguments put forward by Ferani Hotels: firstly, that the information-seeker was a business competitor and the disclosure of the information would harm and injure its competitive position, as well as its intellectual property rights; secondly, that all rights in respect of the plans, designs, drawings, etc., including intellectual property rights and in particular copyright, were reserved and vested exclusively with the developer.
After winding its way through the corridors of the information commission architecture set up under the RTI Act, the suit found itself before the Supreme Court. The Court, in this order, dealt with multiple questions relating to the RTI application, such as what constitutes public interest, but this note is restricted to understanding the court's views on copyright and the RTI Act.
The RTI Act and copyright
It is useful to discuss some relevant provisions of the law at this stage. The RTI Act was created in 2005 to increase the accountability of government authorities towards the public by facilitating greater and more effective access to information. Section 6(2) of the RTI Act says that an applicant does not have to provide any reasons for requesting the information. In other words, anyone can obtain the information as long as it is part of the public record of a public authority. The Court additionally observed that even private documents submitted to public authorities may, under certain situations, form part of public record.
The right to information is subject to certain restrictions contained in the law. For example, section 8(1)(d) allows for information to be denied if it includes "commercial confidence, trade secrets or intellectual property, the disclosure of which would harm the competitive position of a third party, unless the competent authority is satisfied that larger public interest warrants the disclosure of such information". Similarly, Section 9 allows a competent authority to "reject a request for information where such a request for providing access would involve an infringement of copyright subsisting in a person other than the State."
In the present case, the information sought for were, in fact, plans relating to the property in question. These plans are ordinarily required to be submitted by any person proposing to construct on a property, to the Commissioner of the Corporation. The general principle, which the Court has reiterated in multiple pronouncements, is that the "fate of [the] purchase of land development and investments is a matter of public knowledge and debate."
To highlight this principle, the Court made reference to provisions of the Maharashtra Ownership Flats (Regulation of the Promotion of Construction, Sale, Management and Transfer) Act, 1963, which empower purchasers of flats (which are being built by a developer) to obtain full information of the sanctioned plans. (This law, although relevant for this case, has since been repealed by Real Estate (Regulation and Development) Act, 2016, which retains the same spirit of positive information disclosure). The Court made two pertinent observations in this context: firstly, that this right to obtain information about sanctioned building plans should not be restricted to flat-buyers, but should also be available to persons who administer the land as owner, and grant authority for its development. Secondly, the Court noted that the disclosure of plans, which are already required to be in public domain under law, cannot possibly be matters of commercial confidence or trade secrets.
The Court's conclusions
On the issue of intellectual property and copyright, the Court noted that even though the preparation of the plan and its designs may give rise to the copyright in favour of a particular person, the disclosure of that work would not amount to an infringement. Towards this, it cited Section 52(1)(f) of the Copyright Act, 1957, which specifically provides that there would be no such infringement if there is reproduction of any work in a certified copy made or supplied in accordance with any law for the time being in force. This is what was sought for in the present case.
The other relevant observation pertained to the implications of the overriding effect clause contained in Section 22 of the RTI Act, which provides for an overriding effect with a notwithstanding clause with regard to any inconsistency with any other Act. The Court clarified that this would not imply that a disclosure permissible under the Copyright Act, 1957 is taken away under the provisions of the RTI Act, but rather, if a disclosure is prescribed under any other Act, the provisions of the RTI Act would have an overriding effect.
A legal misadventure
While tackling this case, the Court also made plain-spoken observations about the nature of the dispute, calling it "a legal misadventure", emerging "clearly [from] the private dispute, rather than any objective consideration qua the issue of disclosure of information", and where "the issue in question was .... really innocuous". Costs of Rs 2.50 lakhs were imposed on the appellant, Ferani Hotels, payable to the information-seeker, although the court also noted that these were hardly the actual expenses!

GIFT City: 9 Steps the Gujarat Government Should Take To Fix the Mess

Moneylife: Gujarat: Friday, November 30, 2018.
In a damage-control exercise, which also helps reduce the magnitude of the IL&FS (Infrastructure Leasing & Financial Services) crisis, the Gujarat government has decided to step in and buy the 50% stake that the beleaguered company held in its prestigious GIFT City (Gujarat International Finance Tec-City) project. Gujarat chief minister (CM) Vijay Rupani revealed this in a series of interviews in Mumbai, to promote Gujarat as a business destination.
Ironically, this smart city project to develop an international financial centre was first offered to Maharashtra as a concept, by financial expert DC Anjaria; but the state failed to respond. Narendra Modi, as the CM of Gujarat, snapped up the idea and got it going.
GIFT City is located 12km  from Ahmedabad International Airport but has been making slow progress because of the mistake in hindsight of selecting IL&FS as an equal partner with the Gujarat Urban Development Company Limited (GUDCOL).  
The Rs70,000-crore project is a ‘smart’ city with high-quality physical infrastructure and includes an international financial services centre (IFSC) structured as special economic zone and global financial hub.
While the CM admitted to an ‘in-principle’ decision to acquire the stake, it raises many issues. From the perspective of resolving the IL&FS mess, the big question is: What price will Gujarat pay for the 50% stake? That depends on several factors.
If one were to go by the calculations of Mr Anjaria, who blew the whistle on the shocking gold-plating of this project, the Gujarat government could probably demand control of GIFT City without paying anything at all.
Mr Anjaria reckons that IL&FS owes the government several thousand crores of rupees, even after IL&FS’s entities pocketed multiple fees and charges, in what has been its signature modus operandi. Also, the entire project is built on land that belongs to the people of Gujarat. Moneylife was the first to expose how the whole project was virtually a gift to IL&FS, in a one-sided deal.
Since the issue is now before the bankruptcy court, Gujarat may have to cough up more money to acquire IL&FS’s stake. It will be a question of who else is interested (which is unlikely) and how it is pitched to the bankruptcy court and creditors of IL&FS.  
For instance, if Gujarat can show that it will salvage the project and make it viable again, most creditors will support the acquisition. The amount shelled out for acquiring the stake will be the cost of putting complicit bureaucrats in charge who did not protect the state’s interest.
There has been a lot of action behind the scenes to make Gift City work. Last week, the Securities & Exchange Board of India (SEBI) permitted alternate investment funds (AIFs), such as private equity funds and venture funds, to operate out of Gift City’s IFSC. This will give it a boost; but new investors are unlikely to rush in, unless they see evidence of a genuine clean-up. Here is what the Gujarat government needs to do to make the GIFT City work:
1. It needs to start by separating infrastructure development (find a new partner to replace IL&FS) from IFSC. It should also take back control of some of the land rights and development rights that it has relinquished to IL&FS, before it finds a new partner.
2. If the IL&FS board could be sacked, one wonders what is stopping the Gujarat government from doing the same with the messed-up GIFT City’s as well as IFSC’s boards and put in place a transparent and credible management. This is especially important in view of some serious allegations made by Mr Anjaria in a public interest litigation (PIL), after being removed as independent director and head of GIFT City’s audit committee for refusing to ratify questionable decisions of the board.
3. If the Gujarat government intends to attract global investment, it needs to address the issues raised by Mr Anjaria’s PIL and persuade him to withdraw it and re-start on a clean slate.
4. Mr Anjaria has asked for an investigation into the Gift City’s contracts by the Serious Frauds Investigation Office (SFIO). While the Central government has addressed this by ordering a wide-ranging SFIO investigation into IL&FS, it has to demonstrate its seriousness by changing the Gift City management. The PIL has some serious charges, with evidence, against Dipesh Shah, chairman of IFSC, including falsification of minutes of meetings. Ajay Pandey, managing director of GIFT City, also remains in place in spite of the false and defamatory allegations made against Mr Anjaria in an advertorial in the Business Standard. (The newspaper later published a long rejoinder by Mr Anjaria).
5. GIFT City and IFSC need to be brought under the ambit of the Comptroller and Auditor General (CAG) of India and the Right to Information Act (RTI), since there is a substantial investment by the state in terms of land value. This was deliberately obfuscated in the 50:50 joint venture (JV) with IL&FS.
6. In May 2012, the state government received an extensive report from GIFT City’s audit committee, documenting irregularities and defaults by IL&FS’s entities. Subsequently, more facts and details have been provided to the government by gathering information under RTI. All these must be handed over to the SFIO for its investigation and action.   
Here are some details that were part of these submissions.
7. IL&FS was initially sold 7.77 million sq ft of development rights at a discount to the price set by the board of directors for other investors. The value was estimated at Rs550 crore and 50% of the amount (or Rs225crore) had not been paid until 2016. This is a direct default of GIFT City to the state government. How IL&FS persuaded the government to sell its development rights, when it was already the promoter, manager and developer of the project, is itself an issue needs SFIO investigation, since it is a misappropriation of public funds.
8. GIFT City’s deal with the Gujarat government was that land would be leased to it at Re1/ acre for 99 years. The revenue department, through a formal resolution, had ensured that land-related profits will accrue to the state, if development rights granted by it were sold at a commercial price. Over 16 million sq ft of development rights have been sold by Gift City/IL&FS at commercial rates (over Rs5,000/sq ft), amounting to at least Rs8,000 crore. A part of this profit has to be returned to the Gujarat government. An RTI query reveals that this had not been paid at least until 2016, and is unlikely to have been paid afterwards, when IL&FS was already facing liquidity issues.
9. As per the JV contract, GIFT City itself has to pay the Gujarat government 1% of the income from sale of development rights as a premium. Since the value of development rights sold are approximately Rs8,000 crore, payment of Rs80 crore or so is due; this has not been paid.
Clearly, the acquisition of the IL&FS’s stake in Gift City is not as simple as it seems. The real challenge is to clean it up and demonstrate that this global smart city and international financial centre are viable propositions. Otherwise, it will only be a bailout of IL&FS paid for by the people of Gujarat.

‘Unavailability of files not a reason to deny RTI info’

The EN Bulletin: Belagavi: Friday, November 30, 2018.
Government should not to applicants citing unavailability of related files, said , commissioner of Karnataka State Information Commission.
If information is denied citing such reasons, there is a provision to initiate legal action against such officers, he added. He was speaking at a on organized for information officers and first appellate authority at the ZP Hall here on Thursday.
Patil said every government office is supposed to preserve files for a prescribed duration. Even though files are damaged, they can be regenerated. Protection of government documents is the responsibility of officials, he said.
“Providing information to applicants will become easy if officers study five-six sections of the RTI Act. The penalty will increase if applications are neglected. Embarrassment to senior officers can be avoided if junior officers do work efficiently,” the commissioner said.
Patil said officers can also give information about private institutions if it is available in the office. However, they can’t provide personal information about anybody including government officials.
Officers can provide a list of beneficiaries of government schemes with permission of the beneficiaries concerned since it’s an information of a third party, he added.
Provide data online
Patil suggested officers to upload all information related to their department on the website voluntarily, which can reduce RTI applications up to 70%. Patil said there is no need of providing information in a manual form if it is available online.
Provision to penalize applicants
Patil said penalties in the RTI Act applies to applicants too. The information commission won’t tolerate the misuse of the Act. There are provisions in the Act to penalize the applicant if the asked information is not for public use, he said.

7 booked for extorting money from officials

The Tribune: Ambala: Friday, November 30, 2018.
The police have booked seven persons and some unidentified officials of the Vigilance Bureau (VB) on the charge of extorting money from government officials.
The accused are Rajinder, Ashwini, Sonu, Aneet, Mohan, Balkar and Naresh, all residents of the district.
On the complaint of Pipli Block Development and Panchayat Officer (BDPO) Pratap Singh, the accused have been booked under Sections 34 and 384 of the IPC at the Baldev Nagar police station.
The accused used the RTI Act to extract incriminating information from government records and, on the basis of it, extorted money from government officials and employees, the BDPO alleged in his complaint.
A few days ago, they had allegedly extorted money from a government contractor by allegedly making a complaint to the VB, the FIR states and adds that a person, harassed by the accused, had reportedly committed suicide.
The BDPO said one of the accused, Sonu, had threatened him that Rajinder would file a complaint against him (BDPO) in connection with the dustbin scam that had hit the MC two years ago. They demanded Rs5 lakh, or else they would file a complaint with the VB, the BDPO alleged.

KU suspends associate prof for academic misconduct

The Tribune: Kurukshetra: Friday, November 30, 2018.
The Kurukshetra University (KU) on Thursday suspended Dr Virender S Poonia, an associate professor, for allegedly threatening his students in the commerce department repeatedly. He had allegedly threatened to fail them in internal assessment for lodging a complaint against him.
The executive council, the highest decision-making body of the university, today also approved findings of an internal committee holding Poonia guilty of allegedly using indecent language in the classrooms.
Prof Manjula Chaudhary, who headed the three-member committee, told The Tribune that more than 14 students, including girls, had recorded their statements before the committee alleging Poonia’s misconduct.
She said that the most common complaint against the accused teacher was that he was not delivering lectures in the classes.
“The students even produced an audio CD in which Poonia was heard talking to the students in indecent language in the classroom. It was also alleged that Poonia used to force his students to arrange paid subscriptions for a magazine published by his wife. All charges were found true and the committee had recommended strict action against the accused,” she said.
In another case, the KU today chargesheeted Poonia for allegedly abusing the RTI Act to harass KU staff and tarnishing the image of the university.
The action was based on another committee charging Poonia for “seeking personal information of the officials” and “seeking information without any public interest”.
The executive council quoted State Information Commission’s ruling that Poonia was engaged in impractical demands and sundry information unrelated to transparency and accountability.
Poonia has reportedly filed more than 250 RTI petitions in 43 different branches of the KU.
Poonia is not new to controversy and on October 14, 2016, the executive council had unanimously awarded compulsory retirement for him for being guilty of plagiarism. Later, the Punjab and Haryana High Court had granted stay on KU’s orders.
Poonia was held guilty of plagiarism by two inquiry panels of the university but punitive action was kept pending for the past more than nine years.
He was indicted for stealing a research paper from Guru Nanak Dev University, Amritsar. Prof Amarjit S Sidhu, a senior faculty member from GNDU’s University Business School, complained to the Indian Journal of Industrial Relations (IJIR) in 2007 of plagiarism by Poonia.
A one-member committee of Dr RK Behl in 2007 held Poonia guilty of fraudulently getting an article published in his name and two others in the prestigious IJIR.
Meanwhile, Poonia rubbished the charges claiming he was being framed in a conspiracy.

APIC imposes fine on PIOs

The Arunachal Times: Itanagar: Friday, November 30, 2018.
The Arunachal Pradesh Information Commission (APIC) has imposed a fine of Rs. 25,000 each to Hydro Power Ziro Executive Engineer, Lod Naku, Bhalukpong Divisional Forest Officer, V.K.Jawal and Aalo WRD Executive Engineer, T. Kamcham for refusing to furnish information sought by the information seekers.
The APIC stated that on 1st August 2018, the Hydro Power Ziro Executive Engineer, Lod Naku was asked to furnish detail information pertaining to implementation of Paguk MHS Hydel at Palin since 2008 to till date by Tako Olo which was denied by the concern Public Information Office.
Further, Bhalukpong Divisional Forest Officer, V.K.Jawal was asked to furnish information by Tamchi Sima pertaining to implementation of TFC, Campa, SIDF, SADA and Sketch Map of Khellong Forest Division Bhalukpong which was denied by the concern Public Information Officer.
Aalo WRD Executive Engineer, T. Kamcham was penalized for furnishing partial information to Nyami Yorpen on implementation of various MIP Projects within Mechuka Assemble Constituency under AIBP schemes for the period of 2013 to 2016.
The commission further issued notice to the concern Public Information Officers to furnish the sought information to the information seekers failing which they would be penalized under relevant section of the Right to Information Act.
The Information Commissioner, Abraham K. Techi further invoked section 19(8) (b) of the Right to Information Act and directed the Executive Engineer, PWD, Yingkiong, R.N. Singh to compensate Amin Danggen the information seeker an amount of Rs. 22,360which, he had incurred while seeking the information pertaining to construction of road bridges, walls, drains and other maintenance work from Likor to Paling.
The APIC further directed the PIOs to produce the sought information before the Commission on 10 December next, failing which the commission will invoke section 20(2) of the RTI Act and recommend for disciplinary action.

Start process of appointing principal afresh, high court tells Hindu College

Times of India: New Delhi: Friday, November 30, 2018.
Delhi high court has quashed the process of appointing a principal in Delhi University’s Hindu College and ordered a fresh transparent exercise.
Justice Suresh Kait had earlier this week set aside the appointment procedure while noting that “there was no transparency in the whole process and it deserves to be quashed.”
HC acted on a plea by a professor whose candidature was discarded without any explanation and whose RTI plea seeking to know the selection process was repeatedly rebuffed by the college authorities.
The court also faulted the college for failing to have a representative from the scheduled caste category in the selection panel, even when the norms clearly lay down such a criteria.
Referring to the lapses, HC said, “Not providing the information sought by the petitioner and not producing complete records before this court, the respondents not only kept the petitioner in dark but this court as well,” while narrating in the order how the governing body of the college and DU failed to place before the court full details of the process.
Justice Kait also took note of the fact that petitioner Ratan Lal’s RTI application was not answered, adding that “under the RTI Act, transparency is rule and secrecy is exception and yet there has been active concealment of information that ought to be in the public domain, which only goes on to indicate foul play in the shortlisting of the candidate. The unreasoned delay on part of the PIO also indicates avoidance of disclosure to achieve the ulterior motive of not conducting the appointment in a just and transparent manner.”
Lal, who belongs to the SC category, moved court arguing he was eligible for selection but due to lack of transparency, there has been favouritism. HC agreed and noted that the authorities were inclined towards a pre-decided candidate.
In its order, HC directed that an assessment shall be made afresh by the screening committee, but any of previous members shall not be part of the new panel, even as it re-iterated that a representative of SC category must also be included in the committee.

Institute of Management Studies (IMS) Noida Launches RTI Club

Business Wire: Noida: Friday, November 30, 2018.
IMS LAW College organised a Seminar on RTI Act 2005 at Sector 62 Noida campus. During the Seminar, IMS launches RTI club for creating awareness of Right to information. Archana Sinha Additional District and Sessions Judge Delhi, Former Additional District and Sessions Judge Ghaziabad Arun Kumar and Dean of IMS Law College were present in the seminar.
Addressing the students, Dr. Archana Sinha said that we are happy that IMS Law College has the courage to start RTI Club. She said that working in the form of an RTI worker is a daunting task. This work is like a double striped sword, which can be threatened if you are not used before carefully.
Dr. Archana Sinha in her speech also said that, The Right to Information refers to the right of every citizen of the state to access information under the control of public authorities consistent with public interest. The main objective of providing information is not only to promote openness, transparency and accountability in administration but also to ensure participation of people in all the matters related to Governance.
Arun Kumar said that for the common man, this is the biggest right except for the fundamental rights. He said that to be successful as a future advocate, four D (discipline, devotion, determination and dedication) in our life have special significance. Dr. KS Bhati, Dean, IMS Law College said that it is our achievement that our students are constantly trying to do something different from the league.

Thursday, November 29, 2018

This Haryana information commissioner is striking terror in the hearts of govt officers

The Print: Chandigarh: Thursday, November 29, 2018.
State information commissions are often considered a refuge for recently-retired bureaucrats, a sort of bridge that helps them tide over the sudden shock of powerlessness. Many hanker after a five-year tenure in the commission, which guarantees a government car, a hefty pay package and additional perks.
But for a young lawyer from Delhi to leave behind a lucrative practice and join the Haryana State Information Commission is almost unheard of. Arun Sangwan did just that… and how!
Sangwan, 37, has been labelled Haryana’s ‘terror commissioner’ because in less than one year he has got the public information officers (PIOs) of government departments scurrying at the mere mention of his name.
Having carefully studied every bit of the Right to Information Act to understand his powers, Sangwan has fined scores of PIOs for not providing information, also ordering disciplinary action against half-a-dozen of them.
And it does not stop there. Ten days ago, he issued bailable warrants against officials of several private corporate hospitals for not providing information.
“Private hospitals have been declared a public authority to provide information about all organ transplants taking place in the hospital. In this case, hospital officials refused to even accept the application seeking information,” said Harinder Dhingra, the RTI activist who had sought the information and moved the commission when he failed to get it. Bailable warrants can be issued under Section 18 of the act.
Wanted to join politics
Hailing from a family of lawyers in Delhi, Sangwan studied law from CCS University, Meerut. But instead of joining his father and brother in practice, he decided to join politics.
He joined Union minister Rao Inderjit Singh, who had a long association with the family.
When Singh left the Congress in 2013, Sangwan too left the party and supported the senior leader in creating his own outfit the Haryana Insaaf Manch. Sangwan became its spokesperson.
Ahead of the parliamentary polls in 2014, when Singh joined the BJP, Sangwan too followed and became a media panellist.
Twice he tried to get a ticket to fight the assembly elections from the family’s home town Charkhi Dadri, but was disappointed. Now, he has almost said goodbye to politics.
“Politics is a game not suited to his nature,” said a close friend who did not wish to be identified.
In 2016, Sangwan was chosen as the legal member of a tribunal in the town and country planning department in Haryana, where he was posted for a year before joining the information commission in December 2017.
“In joining the commission, it was almost as if he had found his calling,” the friend said.
New spark in the commission
At 36, Sangwan was the youngest information commissioner ever, and the commission gained from his youthful idealism.
“Bureaucrats, when in service, are trained not to part with information. They continue to have the same mindset even after retirement, when posted in the commission,” a commission official told The Print.
“Also, they are biased in favour of government officials, and are not very keen to impose fines and start disciplinary proceedings. But Sangwan liberally uses his powers to ensure accountability and transparency in government functioning,” the official said.
“It was widely believed that the commission is just a post-retirement parking spot for IAS officers. Nothing much was happening and not much seriousness was associated with it. Those involved in the process of giving information under the Act had started taking things extremely lightly and in many cases, even when the PIOs were summoned by the commissioners, they would not bother to appear,” said the commission official.
“Now, life is back in the commission. As things stand today, it is taken seriously, and Sangwan is one of the most dreaded information commissioners in the state.”
A case in point was when Sangwan ensured that the state government parted with all the information on how much investment it had attracted at its much-touted ‘Happening Haryana’ summit in 2016. Various departments, including the Chief Minister’s Office, were refusing to give the information, and it was suspected that the summit was a failure.
For the public good
Sangwan told ThePrint that he had never planned to be in the commission.
“I live life as it comes. But I do believe that whatever you do, do it with honesty and hard work,” he said.
“The RTI Act is a very powerful tool in the hands of the public to make governments accountable and their functioning transparent. But it is sad that almost 90 per cent of the cases which come to the commission are those involving personal grievances,” he said.
“Public causes are very few. People need to know that the Act allows them to inspect files, access notings, even ask for samples of materials used by a public authority,” he added.
“Everyone in the commission is doing stellar work, and I can’t say that one is better than the other. We are all working towards the larger common cause of public good, and whatever is in public interest.”

Electoral bonds worth 8.7 bln rupees sold in Mumbai until Oct 10, RTI: SBI Mumbai sold 782 electoral bonds of 10 mln rupees each

Cogencis: Mumbai: Thursday, November 29, 2018.
As political fever catches on ahead of the General Elections, electoral bonds worth 8.73 bln rupees have been sold by State Bank of India’s Mumbai branch as on Oct 10, according to a reply to a Right to Information Act query.
The government had introduced electoral bonds scheme in January to allow people to make anonymous donations to political parties through banking channels.
Earlier, most of the anonymous donations to political parties were made in cash as donors were reluctant to use banking channels for the fear of being identified.
As part of efforts to cleanse the political funding system, the government introduced electoral bonds and restricted the maximum amount of cash donation to a political party to 2,000 rupees per person.
Electoral bonds are sold through specified branches of State Bank of India in tranches. The last tranche closed on Nov 10.
In Mumbai, the bonds are sold through SBI’s main branch at Fort.
The bonds, in multiples of 1,000 rupees, 10,000 rupees, 100,000 rupees, 1 mln rupees, and 10 mln rupees are valid for 15 days from the date of issue.
These bonds can be used to make donations only to political parties that have secured 1% or more of the votes polled in the previous General Elections or state assembly elections.
According to the RTI query, the maximum number of bonds sold in Mumbai was of 1-mln-rupee value, followed by 10 mln rupees.
Till Oct 10, SBI’s Mumbai branch sold 896 bonds of 1-mln-rupee denomination and 782 bonds of 10-mln-rupee denomination. 
However, there was hardly any demand for bonds of lower denomination.
State Bank of India’s Mumbai branch sold just two bonds of 10,000 rupees and 22 bonds of 1,000 rupees.
The branch sold 93 bonds worth 100,000 rupees.
Electoral bonds are similar to a bank note that is payable to the bearer on demand, free of interest, and issued exclusively by State Bank of India.

Simply Put: When a bank becomes a PSU : By P Vaidyanathan Iyer

The Indian Express: New Delhi: Thursday, November 29, 2018.
What has changed at J&K Bank?
On November 22, a day after Governor Satya Pal Malik dissolved the Assembly, the State Administrative Council under his chairmanship approved a proposal for treating Jammu and Kashmir Bank (J&K Bank) Ltd as a public-sector undertaking. It will hence be accountable to the state legislature, and the Finance Department will be required to place the bank’s annual report before the Assembly. The SAC approved a proposal that provisions of the J&K Right to Information Act, 2009, shall be applicable to the bank just like other state-owned undertakings. It will have to follow guidelines of the Central Vigilance Commission. The department has been asked to issue directions to the bank to follow the decisions of the SAC. The bank is yet to receive these directions.
What is the reason for the move?
The state government holds a majority stake of 59.3% in J&K Bank. A need was felt that it should have the character of a PSU, which is subject to general supervision and access for enhanced transparency in transaction of business to promote public trust. “Extension of the RTI Act and CVC guidelines is only aimed at promoting good governance and transparency in the functioning of the bank. The purpose of the SAC decision is not to question the day-to-day activities of the bank management but a step towards strengthening better corporate governance,” the government said in a press statement.
What does the Reserve Bank of India consider J&K Bank to be?
It was incorporated on October 1, 1938 as a limited liability company to offer banking facilities in the state. The bank is licensed as an “old private-sector bank” under Section 22 of the Banking Regulation Act, 1949. Classified as a state government company, it is registered with Registrar of Companies, Jammu. It launched a public issue in 1998 and is listed on both the Bombay and National stock exchanges. While RBI as the regulator supervises J&K Bank, the Comptroller and Auditor General (CAG) audits the books of banks. RBI has been in communication with CAG stating that as the banking regulator, it is RBI’s prerogative to audit the bank, not CAG’s. CAG may stop auditing J&K Bank, it has argued.
What is unique about J&K Bank?
It is the only bank in India in which a state government holds a majority stake. In all public-sector banks, the majority stake is held by the Centre. As per the Banking Companies (Acquisition & Transfer of Undertakings) Act, the central government holding in public-sector banks cannot drop below 51%. Thought the state government holds 59.3% in J&K Bank, it is not considered a public-sector bank. This unique status needs to be seen in the context of Article 370 of the Constitution, which gives special autonomous status to the state of Jammu & Kashmir. J&K Bank is the largest employer among all state-promoted entities with a workforce of 9,190 in 2015-16. Among the 10 PSUs out of 30 that earned profit, J&K Bank accounted for Rs 416 crore (50% of the total profits of all PSUs), according to the CAG report of 2016-17. It has a record for posting uninterrupted profits. Till 2011, J&K Bank was the sole banker to the state government. In fact, akin to RBI for all other states and the Centre, J&K Bank was the lender of last resort in the state. It provided overdraft facility to the state when required. A former chairman of J&K Bank had once said that the bank performed the role of a commercial bank, a developmental financial institution, financial services provider, as well as a central bank. It lost some of this status in April 2011, when Omar Abdullah was Chief Minister; the state government gave RBI the mandate to carry out general banking business of the state and be the sole agent for investment of state funds. However, it is still the only private-sector bank designated as RBI’s agent for carrying out banking business for the state government. It is the state’s collection agent for direct taxes, utility payments, and now GST.
Incidentally, the Sarfaesi Act (Securitisation and Reconstruction of Financial Assets and Enforcement of Securities Interest) of 2002, which lets banks confiscate commercial and residential properties for recovering loans, was not applicable to J&K Bank for almost 15 years until the Supreme Court finally extended its applicability to the state in December 2016. The mortgaged property could, however, be sold only to state subjects under the Sarfaesi Act.
Is the new move legally tenable?
Prima facie, given the existing laws, treating J&K Bank as a PSU faces a couple of obstacles. According to Article 246 of the Seventh Schedule, banking as a subject comes under the Union list. The Centre holding majority stake in public-sector banks is fine; J&K Bank being classified as an old private-sector bank is fine too. But changing its character to that of a J&K PSU will be akin to empowering the state to have powers over banking. According to provisions of the Banking Regulations Act, applicable to Jammu & Kashmir since 1956, J&K Bank is licensed as an old private-sector bank and comes under the regulatory purview and supervision of RBI. Making it a PSU and bringing it under state legislature could be seen as being in contravention to these provisions.
Was the bank’s board of directors taken into confidence?
J&K Bank has a professional board, including five independent directors, a state government nominee and an RBI nominee. Its chairman and CEO is Parvez Ahmed, a career banker, who joined J&K Bank as company secretary in 1998. The board was not kept in the loop before the decision was taken. A board meeting was called on November 26, three days after the Governor-chaired SAC approved the proposal. The legal concerns were raised by certain members, and the board is scheduled to meet again in the first week of December to discuss these issues. RBI has received no formal communication from the state government or the bank so far on this new move.
How is J&K Bank spread?
It has a dominant presence in the state. It accounts for 44% of the total number of branches in the state, and 43% of the total number of ATMs, according to the September 2017 State Level Bankers’ Committee Minutes. It accounts for almost 65% or Rs 29,975 crore of total credit and 63% or Rs 61,658 crore of total deposits (September 2017) in the state.
Who are the other shareholders?
As on December 31, 2017, foreign portfolio investors and foreign institutional investors held 15.98%, Indian mutual funds 4.98%, Indian residents 12.69 per cent, insurance companies 2.76%, and NRIs a little less than 1%. Past bank chiefs have said the move to treat it like a PSU could be challenged by the minority shareholders, and have cautioned that they may exit, leading to a fall in share prices.
How have political parties reacted?
All regional political parties have criticised the move as an assault on the bank’s autonomy. Mehbooba Mufti (PDP) has described it as a “disturbing step to snatch every bit of autonomy that our institutions have”. Omar Abdullah (National Conference) has called it a “disturbing development” and said the Governor, who is a “caretaker administrator did not have the people’s mandate to take such major decisions with far-reaching implications”. Sajad Lone (J&K People’s Conference) has said “the best thing the government of the day can do is to get out of the way”.
J&K Bank has an emotional connect with people in the state. In existence even before Independence, it has been a part of their lives for generations. Once it becomes a PSU, there are concerns that it will be open to interference by the political executive on not just recruitment, but also lending, and loan settlement. The timing of the move, when there is no elected government in place, and particularly a day after the Assembly was dissolved, has also been questioned.
Had the bank’s performance slipped?
Bad loans had risen in the last few years, from Rs 2,746 crore (6% of total advances) in 2014-15 to Rs 6,232 crore (10%) as on December 31, 2017. There were complaints that the bank was not responding to RBI queries on time, and its internal checks and balances had weakened. But experts argue the right approach would have been to bolster the corporate governance framework, such as strengthening the audit board, and getting better professionals. A Rs 3-crore fine slapped by RBI earlier this month, for non-compliance with its directions on Income Recognition and Asset Classification norms and Know Your Customer/ Anti-Money Laundering norms, has also sensitised the bank management to be more responsive. Such fines have been levied in the past on other private banks too, and in some cases RBI has actually prevailed upon bank chiefs to quietly pave the way for a change in guard.

2-Day RTI Training For Pios And Apios Of District Ferozepur Concludes.

Dariya News: Ferozepur: Thursday, November 29, 2018.
Mahatma Gandhi State Institute of Public Administration (MGSIPA) Punjab organized a 2-day training program for Public Information Officers (PIOs), Assistant Public Information Officers (APIOs) and Concerned Staff of different departments of District Ferozepur under Right to Information Act, 2005 at District Administrative Complex which concluded here today. About 35 participants took part in this program involving huge public interest. Mr. Ranjit Singh, Assistant Commissioner (General), Ferozepur while presiding the valediction ceremony of the event today said that the RTI Act is a significant pro-people instrument aiming to bring about transparency and accountability in administration, besides containing the tendency of corrupt practices. He said that this is also an important tool for empowerment of the common man and encouraged the officers to update their knowledge about this Act on the basis of knowledge imparted by the RTI experts in this 2-day program. He also asked the officers to give information available in official records and adhere to the time schedule provided in the Act. He also presented participation certificate to the functionaries who joined this two days program. Sh. Jarnail Singh, Course Director (RTI) MGSIPA, Chandigarh while highlighting the importance of RTI Act, 2005 said that these training programs have been sponsored by Ministry of Personnel and Training (DoPT), Govt. of India which aims to sensitize the concerned officers about the Act and also to make them aware about the latest developments based on the Judgments of the Central/State Information Commissions.
He said that MGSIPA Institute organizes over 250 programmes in a year on various subject like RTI, Sevottom, Office Procedure, Civil Service Rules, Induction Training Program (ITP), COMMIT, Financial Management, Soft Skills & etc. Besides proving consultancy, publications and dissemination of ideas/information in an integrated manner. A pool of resource person, experts, of eminence in various disciplines are associated with training program. He expressed his gratitude to the Municipal Corporation Management.Eminent RTI expert Dr. Nimmi Jindal HOD, Law Dept. Punjabi University Regional Center Bathinda, Mr. Kashmir Lal Advocate and Mandeep singh coordinator MGSIPA Regional Center Bathinda delivered lectures on salient features, overall view of the RTI Act, Background of Enactment of RTI Act and Section 1,2,3, Suo-Moto Disclosure of Information by Public Authority (Section 4), Appointment of PIOs, APIOs, First Appellate Authority by Public Authority, Request for obtaining information, disposal of request (Section 5,6,7), Exemptions from Disclosures etc., Third Party Information (Section 8,9,10,11), Constitution of State Information Commission, Terms & Conditions of Service, Removal of Information Commissioners (Section 15,16,17), Filing of Complaints & Appeals with State Information Commission, Imposition of Penalty & Grant of Compensation (Section 18,19,20), Protection of Action, Overriding effect of RTI Act, Bar of Jurisdiction of Courts, Organizations exempted from RTI Act & Misc. (Section 21 to 31), Punjab RTI Rules, 2017, Case Study & Quiz on RTI Act, 2005. On the first day of training programme, Mandeep  Singh , Project Coordinator, MGSIPA Regional Centre, gave detailed introduction about the training programme.

RTI is used maximum by government employees as they know governance better than the common man

Moneylife: Pune: Thursday, November 29, 2018.
Earlier this month, Prof Dr M Sridhar Acharayalu retired as Central Information Commissioner. Prof Acharayalu made waves by issuing a show cause notices to the Reserve Bank of India (RBI) just a few days before his retirement. Here are excerpts from an interview with Prof Acharyulu…
Moneylife (ML): How was your five year tenure as Central Information Commissioner (CIC)?
Prof M Sridhar Acharyulu (Prof Acharyulu): It was a very learning and satisfactory experience. Even before I joined CIC, I was studying the Right to Information (RTI) Act all through. I used to write about it, be critical about it and also give public talks on RTI. Then, when I got into the job of its implementing and interpreting it, I found that there is lot more than what I understood – that, RTI is a high potential legislation which can address the needs of the people in democracy. With RTI we can implement every other right. Or we can equip ourselves with the capacity to implement other rights. With RTI, we are also equipped with necessary tools to realise other fundamental rights, constitutional rights and other natural rights. That is the most important aspect of the RTI Act. We are yet to understand its complete potentiality.
Though I am a Professor of Law, I could never imagine that RTI could be applicable and serve in criminal justice also. I will give you an example. In Lucknow, a minor girl was kidnapped under the camouflage of a love affair. It was so perceived by the people and so projected by the alleged accused too. Then he bribed the police apparently for Rs.50,000 in order not to register any case. Then somebody raised an issue that she was a minor and a PIL was filed in the court of law. Then the alleged accused, filed an affidavit stating that if it is proved that she is a minor, he is ready to go to jail. Then, Siddharth, an RTI activist who is also a lawyer, invoked RTI in the victim’s school and obtained a copy of her Std X school leaving certificate which is legally valid as birth certificate. It proved that she was a minor. Immediately the accused was sent to jail and the bribe he gave to the police proved useless for him. It was a crime of abduction and she was saved from human trafficking.   
ML: Didn’t you feel suffocated in the bureaucratic atmosphere, considering that you have been eloquent and given bold decisions?
Prof Acharyulu: I was all alone in the CIC, representing the non-bureaucrats, but I also got support from bureaucrat-turned-CICs, particularly from my colleague Yashovardhan Azad, who was a former IPS officer and had good knowledge of ground reality. He comes from a political family and therefore has an understanding of people's problem. His father is Bhagvat Azad, one of the most honest CMs of Bihar. One of his brothers is former cricketer, Kirti Azad, member of the 1983 World Cup winning team and a fighter against corruption. Yashovardhan stood by me all through, especially when there was a confrontation. We joined together and retired together. Even today he is with me. He is a wonderful person. Also, in several cases, my other colleagues supported me and chief information commissioner also supported me in a couple of cases.  
All bureaucrats are not bad, but most of them are toeing the line of the government and that's the problem. I do not doubt their integrity. They believe, they have to protect the information of the government and administration requires a reasonable amount of secrecy. That’s the problem. They need to understand some of the secret information is anyway protected by RTI Act, so there's nothing to worry. What they have to understand is that they should draw the line but they don’t know where exactly to draw it. That is the conflict; it is not a major conflict but sometimes it appears like a major conflict.
When a government appoints a person as CIC who worked with it as an IAS officer in close liaison at a high level, he has to work with the government, the latter feels it is his duty to work with the government. I do not blame him for that because once he becomes CIC, the appointing authority expects favours from him. It’s a practical point and what kind of favour – don’t direct disclosures for embarrassing information. My appeal to them is, you have been by God’s grace, appointed as a very important person as CIC, and hence you must act independently. This is my appeal to all CICs. I’m not aiming at present or past CICs; I’m generally making an appeal. Once you become a CIC, you are on par with the Chief Justice of India, so please behave like him and as independently as he does. Understand the potency of RTI. Help the people know the government and let the government know about the people.
ML: What according to you should be the ratio of retired government officers becoming CIC and independent private individuals...?  
Prof Acharyulu: My suggestion is you just act according to the law. What does the RTI Act say?  Look up Section 12(5). It gives eight fields of social life. Appoint one from each field and the remaining you may please appoint as per your choice. There should not be more than one bureaucrat whether it is central or state commission. I'm not opposing the appointment of former government officers; they must be appointed as they are experienced and they know how the administration runs. If they are committed to people then they can do wonders; if they are committed to the government, then they will do blunders. They have to choose, whether they want to create wonders or make blunders. If the government appoints majority of information commissioners from the field of the people which is the intention of the RTI Act, which is also the intention of the people who wrote the draft and NGOs who struggled and organized movements for that purpose; the government must implement it and see the wonders of RTI. And so long as you do not do, you'll face blunders. That’s what we are facing. That's the reason for my struggle. I also struggled to be a known voice in the middle of the bureaucrat world. But when I raised my voice for the right issues, my colleagues understood its reason, logic and law and even the hardcore bureaucrats agreed with me.
ML: What would be the state of RTI Act if these proposed amendments came by, of which you have been vocal about?
Prof Acharyulu: These amendments should not be carried on and it should be totally opposed by the entire nation. It has the serious potential of taking away the positive benefits of the RTI act. These amendments will amount to the killing of Mazdoor Kisan Shakti Sangathan (MKSS) movement and democracy. Government has no authority to move this amendment. It does not have the people's mandate. Today, RTI has to be treated as the basic structure of democracy of the Constitution of India and it should not be diluted. Every contesting political party in election should have in its manifesto mentioning commitment to RTI Act. The governing party should do something to strengthen the RTI but nothing to weaken it. If they weaken it, they will be traitors of the nation.  
ML: How did you feel when you were pulled up by the Chief Central Information Commissioner up for your decision of directing RBI to make information of willful defaulters, public?
Prof Acharyulu: As per the Law, RBI has no choice but to disclose the list of willful defaulters. It comes under Section 4.1 (b) of the RTI Act. They have to do it from time to time. Every three months, whenever they get a report from the bank, about the willful defaulters, it should be on the website of the banks, RBI, finance ministry and PMO office.
As for the Chief Information Commissioner, I felt that he was under pressure. On his own he is a very good person. I do not want to say anything for which I do not have any proof, but I feel he was made to speak those things to me. Personally, he does not agree on all these things, I believe. He also said to me that he is simply communicating to me the others side. I do not think he pulled me up. Then, my objection was that when he raised those doubts, I orally cleared all of them.
But unfortunately, what he wrote to me, appeared in one newspaper, which put the blame on me unnecessarily, without taking my point of view. It published a one sided version. That really pained me. Then I thought I should put it in writing to make the record straight. Then I addressed my letter to the CCIC, stating that you have communicated certain observations and I'm replying to each one of them. That letter made things clear and much to the appreciation of the newspaper, it carried my letter in its entirety.
ML: As per your experience, what are your views on how individuals are using RTI in this country?
Prof Acharyulu: Approximately 90% of it is being positively used and 90% of the PIOs are giving information. There should be a comprehensive study by an objective organisation to assess the positives of the RTI Act which has not been done for the last 13 years. I feel critical reviews and criticism is also correct, but in the name of criticism we shouldn't ignore the positive benefits that really arise out of the use of RTI. Let the nation not get an impression that RTI is a failure, because it really isn't true. RTI is not a failure. It’s a resounding and enormous success.
Non-disclosures are happening in 5-10% of the cases only. They are high profile, and corruption-shielding exercises. The corrupt fellows are united, big in number; they have huge money which is a great power and also have power. Power plus money power- that's huge amount of money power. Money power plus power plus non-disclosure is great power – Power of 3! Why are they not disclosing that also goes in the favour of RTI? They fear that the disclosure will destroy them. So you want disclosure but they don’t want it. And that fear generated by them is a successful outcome of the RTI Act.   
ML: What are the main issues where RTI is used for?
Prof Acharyulu: Mostly they are using it for grievance. And most of the RTI users are government employees, even today. Government employees know the governance, not the people, and that's why they are questioning and asking for information. The governance is bad so it is generating so many questions from the government employees. Governance is bad and leading to the problems for the people, which is why there are so many questions are raised and RTI applications filed by the people.  
Though most of the RTI applications seem problem based or personal issue based, they reflect governance issues. So, they should not be considered as selfish RTI applications. If someone is asking information on his pension, promotion or increment, it may seem as selfish but he or she is actually questioning the government’s mechanism, they are questioning your administrative deficiency and your useless governance.  
Some RTI applications are about Bhagat Singh's status in the Government of India. Is he a martyr or not, is he a freedom fighter or not?  Tell me is it not an interesting and an important question? And if you don't have a policy, I say it is policy bankrupt-ness. In my view such questions are also of great importance.
ML: Do you think political parties will ever come under RTI?
Prof Acharyulu: I must say, the Commission has failed and I also failed in getting the complaints to be taken to the logical end. The problem is the bench collapsed because of the recusal of one CIC who was dealing with complaints against non-compliances of RTI provisions by six major political parties which are declared as public parties by CIC. Now once CIC has declared that six political parties are public authorities, RTI should have been implemented by each one of the six political parties. So, there is a collective and deliberate failure of the six political parties. And failure of commission because the bench collapsed and though I wrote some letters and tried to pursue the commission to constitute an alternative bench, the situation was beyond my control. I couldn't do anything.
I wish all the political parties - because they are taking huge favours from the government – should have volunteered to come under the RTI Act. The single most favour they have is 30% income tax relief. Suppose they have collected Rs100 crore donation, it is income. The common man who is earning one lakh rupees per month, is paying Rs 30,000 as tax.
Why don't the political parties give 30% of their income to the country? Okay, you have got this relaxation because you are ruling us. Then shouldn't you be held accountable? And, this single most concession is more than enough to make every political party to come under RTI. It is atrocious and undemocratic for any political party to be out of the RTI Act. I'm extremely upset the way the political parties are behaving. Why do you want High Court or Supreme Court telling you that you should be under the RTI Act? Don't you have the knowledge? Are you not democratic? Are you not taking the highest benefits of the democracy? Are you not ruling the country? Don't you have the responsibility of being accountable and answerable?  
So, it is a collective failure of all political parties, including CIC.
ML: What are your views on killing of RTI activists?
Prof Acharyulu: There are two kinds of attack on RTI seekers, seekers of information. One is physical attack which includes murders, that is loss of life. Second is harassment. Suppose you are an employee who is seeking information, you'll be dismissed or harassed. Now we need to protect the information seekers from harassment, physical attacks and murderous attacks. It is the duty of the democracy. It doesn't mean that they should be given security for RTI activists. You should have a law like Whistleblowers Protection Act. It should consider RTI information seeker as Whistleblowers. Then he should be given all sorts of protections. And they should be immune from harassment.
Like Security and President of Trade Union shouldn't be transferred. The same way an RTI seeker should not be harassed, whether he is a government employee or an outside person. This is the first level of protection. Secondly, whenever there is an attack, immediate action should be taken against the person. From a different angle, information is very powerful and the powerful ones don't want it to come out and for that they will kill also. I'm unhappy that it is resulting in the killing of people.
ML: Do you think CIC has put all the information, which the RTI activist was looking for after his murder?
Prof Acharyulu: It should happen and if it’s not happening- somebody should point it out. In the five years of my tenure, I haven't received a single complaint from citizens. We made a system that it should be uploaded. The government drafted a rule which says that after the death of the appellant, appeal will be abated. I opposed it, activists also opposed and the government withdrew it in the second draft. The second draft couldn't be pursued because of RTI rules 2017 redrafted by the DoPT, which needed further revision but which was not done. Then we pursued with the commission to have a set of guidelines to deal with this issue and the CIC had to agree with us. We made certain guidelines which are very conducive for RTI appeals and appellants. One guideline that is very helpful I for the protection of RTI activist is - death by any reason of the appellant, not only by murderous attacks, will not stop the second appeal. Information shall be given, whether it is in the public interest or not. It shall be given to the dependents of the applicant or it will be posted to the address given by the deceased appellant. And if it is of the public interest then it will be posted on the website. I appreciate Radha Krishna Mathur for this pro-activeness.
ML: So you expect individuals should also make a complaint …
Prof Acharyulu: Yes, if an appellant has died for whatever reason, you must write to the CIC.
What I used to do as a commissioner and this has to be pointed out for its importance...suppose the applicant files a second appeal and he cannot appear for any reason, due to frustration or because he was prevented from doing so, the commission has to decide the case based on the content of the RTI application filed. Absence of the applicant shall not result in dismissal of appeal. I have never dismissed any such cases. In fact, most of my landmark orders are in the absence of the applicant. Because the rule of the civil procedure court says the order must be passed even if either of the parties is absent.  The judgment should be made, based on the material that is available. This is the principle of civil procedure. If this happens in civil cases then why should it not happen in RTI rulings? In all cases, I did not hold back hearings for absence of the appellant. Nor did I ever punish if a single PIO because he was absent. 
ML: How many cases have you heard? Second appeals?
Prof Acharyulu: More than 17,000; I believe it is about 20,000 to 23,000 cases.
(Vinita Deshmukh is consulting editor of Moneylife, an RTI activist and convener of the Pune Metro Jagruti Abhiyaan. She is the recipient of prestigious awards like the Statesman Award for Rural Reporting which she won twice in 1998 and 2005 and the Chameli Devi Jain award for outstanding media person for her investigation series on Dow Chemicals. She co-authored the book “To The Last Bullet - The Inspiring Story of A Braveheart - Ashok Kamte” with Vinita Kamte and is the author of “The Mighty Fall”.)